SBI Securities regulation & licences
Licences on record 1
1 Tier 1 — top-tier regulation
Licences are matched from public sources and regulator registers, and entities change over time. A licence held by one company in a group does not cover clients of another. Always confirm on the official register.
Regulatory profile
SBI Securities is a multi-asset broker founded in 1944 and headquartered in Japan.
In our database SBI Securities is matched to 1 licence from JFSA. At the top of that list, the JFSA (Japan) is among the regulators we classify as tier 1 — regulators known for demanding capital and client-money standards and active enforcement.
None of the regulators we have matched to SBI Securities operates a statutory compensation scheme covering retail forex, so the safety of your deposit relies mainly on segregation of client funds and the broker's own financial strength. Retail leverage caps apply at the JFSA-regulated entities (for example 25:1 on FX at JFSA).
SBI Securities supports its own proprietary platform.
Regulatory strengths
- Licensed by 1 tier-1 regulator (JFSA)
- Operating for about 82 years
Points to check
- No statutory compensation scheme at any matched regulator
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SBI Securities regulation FAQ
Is SBI Securities regulated?
Yes — in our database SBI Securities is matched to 1 licence: JFSA (Japan). Which of these protects you depends on the legal entity you open an account with. Always confirm the licence on the regulator's official register.
Is SBI Securities a tier-1 regulated broker?
SBI Securities holds 1 licence from regulators we classify as tier 1: JFSA.
Does SBI Securities accept US clients?
SBI Securities is not matched to a CFTC/NFA registration in our database. Only CFTC-registered, NFA-member firms may offer retail forex to US residents, so SBI Securities generally cannot accept US retail forex clients.
Is my money protected with SBI Securities?
None of the regulators matched to SBI Securities in our database runs a compensation scheme for retail forex. Protection depends on client-money segregation and the broker's solvency.
How can I verify SBI Securities's licence?
Find the company name and licence number in SBI Securities's client agreement or website footer, then search it on the regulator's official register (linked from each licence on this page). Confirm that the website domain you use is listed on the register, and check the regulator's warning list for clones.