Saxo licence record

Is Saxo regulated by the SFC?

1Top-tier

Yes, according to our records. Saxo is matched to a licence from the Securities and Futures Commission (Hong Kong). Confirm it on the register before relying on it.

Search the SFC register SFC warnings All Saxo licences

What the SFC licence means

According to our records, Saxo holds a licence from the Securities and Futures Commission (SFC), the financial regulator for Hong Kong. We classify the SFC as tier 1 — top-tier regulation. Strict capital, client-money and conduct rules with active enforcement; usually leverage caps and often compensation schemes.

For Saxo clients whose account is held by its SFC-regulated entity, the key protections are: compensation — Investor Compensation Fund does not cover leveraged OTC FX; retail leverage — 20:1 on FX for retail; negative balance protection — not a regulatory requirement (may be offered contractually); client money — Client money held in segregated accounts. Disputes can be taken to Financial Dispute Resolution Centre (FDRC).

Saxo is also matched to licences from ASIC, FCA, FINMA, JFSA, MAS, AFM and Finanstilsynet (DK). Note that clients outside Hong Kong may be onboarded to a weaker entity (AFM or Finanstilsynet (DK)) instead.

Protection at a glance

Regulator tier
Tier 1 — Top-tier regulation
Compensation scheme
Investor Compensation Fund does not cover leveraged OTC FX
Retail leverage
20:1 on FX for retail
Negative balance protection
Not a regulatory requirement
Client money
Client money held in segregated accounts
Complaints
Financial Dispute Resolution Centre (FDRC)

How to verify this licence

  1. Open Saxo's client agreement or website footer and note the exact company name and SFC licence number.
  2. Search that name or number on the official SFC register. Check the status is current, not cancelled or suspended.
  3. Confirm the website domain you're using (home.saxo) is the one listed on the register — clone firms copy genuine licence numbers.
  4. Search the SFC warnings page and IOSCO I-SCAN for the brand name.

Saxo's other licences

Frequently asked questions

Is Saxo regulated by the SFC?

Our database records Saxo as holding a licence from the Securities and Futures Commission. Confirm the current status on the SFC register: https://apps.sfc.hk/publicregWeb/searchByName

Does the SFC licence protect all Saxo clients?

No. It protects clients whose account is with the specific Saxo company licensed by the SFC. Clients onboarded to a different group entity are covered by that entity's regulator instead.

Is there a compensation scheme for Saxo clients under the SFC?

Investor Compensation Fund does not cover leveraged OTC FX

What leverage can Saxo offer under the SFC?

20:1 on FX for retail

Other SFC-licensed brokers

Broker Licences on record Licence Score Actions
S Swissquote Trading bank, since 1996 FCAFINMAMASSFCCSSFDFSA+1 92Very strong Licences Visit site
IB Interactive Brokers Multi-asset broker, since 1978 ASICCBICFTC / NFACIROFCAJFSA+2 83Very strong Licences Visit site

See all SFC regulated brokers

Risk warning: CFDs and leveraged forex are complex instruments and come with a high risk of losing money rapidly due to leverage. Most retail investor accounts lose money when trading CFDs. Consider whether you understand how they work and whether you can afford to take the high risk of losing your money. Read more.