S

Saxo regulation & licences

Trading bank Founded 1992 🇩🇰 Denmark

Licence ScoreVery strongHow it's calculated

Before you open an account, check which Saxo company your client agreement is with.

Visit Saxo Compare

Our take

Saxo Bank is a Danish bank founded in 1992 and supervised by the Danish FSA, with group entities licensed in the UK, Australia, Singapore, Switzerland, Japan, Hong Kong and the Netherlands. Because it is a bank, cash deposits at the Danish entity fall under Denmark's deposit guarantee scheme. Saxo offers forex alongside tens of thousands of stocks, bonds, futures and options.

Best suited to: Multi-asset investors who want a bank-grade counterparty

Licences on record 8

1 Tier 1 — top-tier regulation

ASICAustralian Securities & Investments Commission🇦🇺 Australia
Reference: check the register
Compensation: No statutory compensation fund for OTC derivatives; complaints go to AFCANegative balance protection: Required for retail clients
FCAFinancial Conduct Authority🇬🇧 United Kingdom
Reference: check the register
Compensation: FSCS — up to £85,000 per eligible client per firmNegative balance protection: Required for retail clients
FINMASwiss Financial Market Supervisory Authority🇨🇭 Switzerland
Reference: check the register
Compensation: esisuisse deposit protection up to CHF 100,000 (bank-licensed brokers)Negative balance protection: Not a regulatory requirement
JFSAFinancial Services Agency of Japan🇯🇵 Japan
Reference: check the register
Compensation: No compensation fund, but client funds must be held in a mandatory trust (kubun kanri shintaku)Negative balance protection: Not a regulatory requirement
MASMonetary Authority of Singapore🇸🇬 Singapore
Reference: check the register
Compensation: No compensation scheme for leveraged FXNegative balance protection: Not a regulatory requirement
SFCSecurities and Futures Commission🇭🇰 Hong Kong
Reference: check the register
Compensation: Investor Compensation Fund does not cover leveraged OTC FXNegative balance protection: Not a regulatory requirement

2 Tier 2 — strong regulation

AFMAutoriteit Financiële Markten🇳🇱 Netherlands
Reference: check the register
Compensation: Investor Compensation Scheme — up to €20,000Negative balance protection: Required for retail clients
Finanstilsynet (DK)Danish Financial Supervisory Authority🇩🇰 Denmark
Reference: check the register
Compensation: Guarantee Fund — €100,000 deposits; €20,000 investor protectionNegative balance protection: Required for retail clients

Licences are matched from public sources and regulator registers, and entities change over time. A licence held by one company in a group does not cover clients of another. Always confirm on the official register.

Regulatory profile

Saxo is a trading bank founded in 1992 and headquartered in Denmark. It is part of Saxo Bank A/S.

In our database Saxo is matched to 8 licences from ASIC, FCA, FINMA, JFSA, MAS, SFC, AFM and Finanstilsynet (DK). Most importantly, the ASIC (Australia), the FCA (United Kingdom), the FINMA (Switzerland), the JFSA (Japan), the MAS (Singapore) and the SFC (Hong Kong) are among the regulators we classify as tier 1 — bodies with strict capital, client-money and conduct rules.

Depending on the entity, eligible clients may be covered by FSCS (FCA), esisuisse deposit protection up to CHF 100,000 (bank-licensed brokers) (FINMA) and Investor Compensation Scheme (AFM). Negative balance protection is mandatory for retail clients under ASIC, FCA, AFM and Finanstilsynet (DK) rules. Retail leverage caps apply at the ASIC, FCA and FINMA-regulated entities (for example 30:1 on major FX pairs at ASIC).

Saxo offers its own proprietary platform. The advertised minimum deposit starts at zero (no minimum) — minimums often vary by account type and entity.

Regulatory strengths

  • Licensed bank
  • Very broad multi-asset offering
  • Multiple tier-1 licences

Points to check

  • Higher minimum funding at some entities
  • Swiss business was sold to Cornèr Bank (now Cornèrtrader)

Protection by entity

RegulatorCompensationRetail leverageNegative balance protectionDisputes
1 ASICNo statutory compensation fund for OTC derivatives; complaints go to AFCA30:1 on major FX pairs for retail clients since March 2021Required for retail clientsAustralian Financial Complaints Authority (AFCA)
1 FCAFSCS — up to £85,000 per eligible client per firm30:1 on major FX pairs for retail clients (20:1 minors, gold and major indices)Required for retail clientsFinancial Ombudsman Service (FOS)
1 FINMAesisuisse deposit protection up to CHF 100,000 (bank-licensed brokers)Set by the bank; typically up to 100:1 for retailNot a regulatory requirementSwiss Banking Ombudsman
1 JFSANo compensation fund, but client funds must be held in a mandatory trust (kubun kanri shintaku)25:1 on FX for individual tradersNot a regulatory requirementFINMAC (Financial Instruments Mediation Assistance Center)
1 MASNo compensation scheme for leveraged FX20:1 on major FX pairs for retail investorsNot a regulatory requirementFinancial Industry Disputes Resolution Centre (FIDReC)
1 SFCInvestor Compensation Fund does not cover leveraged OTC FX20:1 on FX for retailNot a regulatory requirementFinancial Dispute Resolution Centre (FDRC)
2 AFMInvestor Compensation Scheme — up to €20,00030:1 on major FX pairs (ESMA rules)Required for retail clientsKifid (Financial Services Complaints Tribunal)
2 Finanstilsynet (DK)Guarantee Fund — €100,000 deposits; €20,000 investor protection30:1 on major FX pairs (ESMA rules)Required for retail clientsDanish Complaint Board of Banking Services

Trader reviews

No reviews yet. If you've used Saxo, share what withdrawals, support and execution were like.

Write a review of Saxo
Rating

Reviews are moderated. We don't accept reviews from brokers or their affiliates, and we don't remove genuine negative reviews on request.

Saxo regulation FAQ

Is Saxo regulated?

Yes — in our database Saxo is matched to 8 licences: ASIC (Australia), FCA (United Kingdom), FINMA (Switzerland), JFSA (Japan), MAS (Singapore), SFC (Hong Kong), AFM (Netherlands) and Finanstilsynet (DK) (Denmark). Which of these protects you depends on the legal entity you open an account with. Always confirm the licence on the regulator's official register.

Is Saxo a tier-1 regulated broker?

Saxo holds 6 licences from regulators we classify as tier 1: ASIC, FCA, FINMA, JFSA, MAS and SFC.

Does Saxo accept US clients?

Saxo is not matched to a CFTC/NFA registration in our database. Only CFTC-registered, NFA-member firms may offer retail forex to US residents, so Saxo generally cannot accept US retail forex clients.

Is my money protected with Saxo?

Clients of Saxo's FCA, FINMA, AFM and Finanstilsynet (DK)-regulated entities may be eligible for statutory compensation (FSCS — up to £85,000 per eligible client per firm; esisuisse deposit protection up to CHF 100,000 (bank-licensed brokers); Investor Compensation Scheme — up to €20,000; Guarantee Fund — €100,000 deposits; €20,000 investor protection). Clients of other entities rely on segregation of funds and the firm's financial strength.

What is the minimum deposit at Saxo?

Saxo advertises no fixed minimum deposit on its standard account, although some account types, payment methods or entities may require one.

How can I verify Saxo's licence?

Find the company name and licence number in Saxo's client agreement or website footer, then search it on the regulator's official register (linked from each licence on this page). Confirm that the website domain you use is listed on the register, and check the regulator's warning list for clones.

Brokers with similar licences

Broker Licences on record Licence Score Actions
I IG Spread betting & CFD provider, since 1974 ASICBaFinCFTC / NFAFCAFINMAJFSA+5 93Very strong Licences Visit site
IB Interactive Brokers Multi-asset broker, since 1978 ASICCBICFTC / NFACIROFCAJFSA+2 83Very strong Licences Visit site
S Swissquote Trading bank, since 1996 FCAFINMAMASSFCCSSFDFSA+1 92Very strong Licences Visit site
FC FOREX.com Forex & CFD broker, since 2001 ASICCFTC / NFACIROFCAJFSAMAS+1 86Very strong Licences Visit site
O OANDA Forex & CFD broker, since 1996 ASICCFTC / NFACIROFCAJFSAMAS+2 82Very strong Licences Visit site
P Plus500 Forex & CFD broker, since 2008 ASICCFTC / NFAFCAMASCySECDFSA+4 92Very strong Licences Visit site

Risk warning: CFDs and leveraged forex are complex instruments and come with a high risk of losing money rapidly due to leverage. Most retail investor accounts lose money when trading CFDs. Consider whether you understand how they work and whether you can afford to take the high risk of losing your money. Read more.