Mitsubishi UFJ eSmart Securities regulation & licences
Licences on record 1
1 Tier 1 — top-tier regulation
Licences are matched from public sources and regulator registers, and entities change over time. A licence held by one company in a group does not cover clients of another. Always confirm on the official register.
Regulatory profile
Mitsubishi UFJ eSmart Securities is a multi-asset broker founded in 1999 and headquartered in Japan. Formerly au Kabucom Securities.
In our database Mitsubishi UFJ eSmart Securities is matched to 1 licence from JFSA. At the top of that list, the JFSA (Japan) is among the regulators we classify as tier 1 — regulators known for demanding capital and client-money standards and active enforcement.
None of the regulators we have matched to Mitsubishi UFJ eSmart Securities operates a statutory compensation scheme covering retail forex, so the safety of your deposit relies mainly on segregation of client funds and the broker's own financial strength. Retail leverage caps apply at the JFSA-regulated entities (for example 25:1 on FX at JFSA).
Mitsubishi UFJ eSmart Securities offers its own proprietary platform.
Regulatory strengths
- Licensed by 1 tier-1 regulator (JFSA)
- Operating for about 27 years
Points to check
- No statutory compensation scheme at any matched regulator
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Mitsubishi UFJ eSmart Securities regulation FAQ
Is Mitsubishi UFJ eSmart Securities regulated?
Yes — in our database Mitsubishi UFJ eSmart Securities is matched to 1 licence: JFSA (Japan). Which of these protects you depends on the legal entity you open an account with. Always confirm the licence on the regulator's official register.
Is Mitsubishi UFJ eSmart Securities a tier-1 regulated broker?
Mitsubishi UFJ eSmart Securities holds 1 licence from regulators we classify as tier 1: JFSA.
Does Mitsubishi UFJ eSmart Securities accept US clients?
Mitsubishi UFJ eSmart Securities is not matched to a CFTC/NFA registration in our database. Only CFTC-registered, NFA-member firms may offer retail forex to US residents, so Mitsubishi UFJ eSmart Securities generally cannot accept US retail forex clients.
Is my money protected with Mitsubishi UFJ eSmart Securities?
None of the regulators matched to Mitsubishi UFJ eSmart Securities in our database runs a compensation scheme for retail forex. Protection depends on client-money segregation and the broker's solvency.
How can I verify Mitsubishi UFJ eSmart Securities's licence?
Find the company name and licence number in Mitsubishi UFJ eSmart Securities's client agreement or website footer, then search it on the regulator's official register (linked from each licence on this page). Confirm that the website domain you use is listed on the register, and check the regulator's warning list for clones.