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Dukascopy regulation & licences

Trading bank Founded 2004 🇨🇭 Switzerland

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Our take

Dukascopy Bank is a Geneva-based bank supervised by FINMA, founded in 2004. It runs its own SWFX marketplace and JForex platform, with a Japanese subsidiary licensed by the JFSA and an EU arm authorised in Latvia.

Best suited to: Traders who want an ECN-style Swiss bank

Licences on record 3

1 Tier 1 — top-tier regulation

FINMASwiss Financial Market Supervisory Authority🇨🇭 Switzerland
Reference: check the register
Compensation: esisuisse deposit protection up to CHF 100,000 (bank-licensed brokers)Negative balance protection: Not a regulatory requirement
JFSAFinancial Services Agency of Japan🇯🇵 Japan
Reference: check the register
Compensation: No compensation fund, but client funds must be held in a mandatory trust (kubun kanri shintaku)Negative balance protection: Not a regulatory requirement

2 Tier 2 — strong regulation

Bank of LatviaLatvijas Banka (formerly FCMC)🇱🇻 Latvia
Reference: check the register
Compensation: Investor protection — up to €20,000Negative balance protection: Required for retail clients

Licences are matched from public sources and regulator registers, and entities change over time. A licence held by one company in a group does not cover clients of another. Always confirm on the official register.

Regulatory profile

Dukascopy is a trading bank founded in 2004 and headquartered in Switzerland.

In our database Dukascopy is matched to 3 licences from FINMA, JFSA and Bank of Latvia. Most importantly, the FINMA (Switzerland) and the JFSA (Japan) are among the regulators we classify as tier 1 — regulators known for demanding capital and client-money standards and active enforcement.

Depending on the entity, eligible clients may be covered by esisuisse deposit protection up to CHF 100,000 (bank-licensed brokers) (FINMA) and Investor protection (Bank of Latvia). Negative balance protection is mandatory for retail clients under Bank of Latvia rules. Retail leverage caps apply at the FINMA, JFSA and Bank of Latvia-regulated entities (for example Set by the bank; typically up to 100:1 at FINMA).

Dukascopy provides access to its own proprietary platform, MT4 and MT5. The advertised minimum deposit starts from about US$100 — minimums often vary by account type and entity.

Regulatory strengths

  • Swiss banking licence
  • ECN-style marketplace

Points to check

  • Platform and fee structure can be complex

Protection by entity

RegulatorCompensationRetail leverageNegative balance protectionDisputes
1 FINMAesisuisse deposit protection up to CHF 100,000 (bank-licensed brokers)Set by the bank; typically up to 100:1 for retailNot a regulatory requirementSwiss Banking Ombudsman
1 JFSANo compensation fund, but client funds must be held in a mandatory trust (kubun kanri shintaku)25:1 on FX for individual tradersNot a regulatory requirementFINMAC (Financial Instruments Mediation Assistance Center)
2 Bank of LatviaInvestor protection — up to €20,00030:1 on major FX pairs (ESMA rules)Required for retail clientsLatvijas Banka

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Dukascopy regulation FAQ

Is Dukascopy regulated?

Yes — in our database Dukascopy is matched to 3 licences: FINMA (Switzerland), JFSA (Japan) and Bank of Latvia (Latvia). Which of these protects you depends on the legal entity you open an account with. Always confirm the licence on the regulator's official register.

Is Dukascopy a tier-1 regulated broker?

Dukascopy holds 2 licences from regulators we classify as tier 1: FINMA and JFSA.

Does Dukascopy accept US clients?

Dukascopy is not matched to a CFTC/NFA registration in our database. Only CFTC-registered, NFA-member firms may offer retail forex to US residents, so Dukascopy generally cannot accept US retail forex clients.

Is my money protected with Dukascopy?

Clients of Dukascopy's FINMA and Bank of Latvia-regulated entities may be eligible for statutory compensation (esisuisse deposit protection up to CHF 100,000 (bank-licensed brokers); Investor protection — up to €20,000). Clients of other entities rely on segregation of funds and the firm's financial strength.

What is the minimum deposit at Dukascopy?

Dukascopy's advertised minimum deposit starts from about US$100. It can differ by account type, payment method and the entity you are onboarded to.

How can I verify Dukascopy's licence?

Find the company name and licence number in Dukascopy's client agreement or website footer, then search it on the regulator's official register (linked from each licence on this page). Confirm that the website domain you use is listed on the register, and check the regulator's warning list for clones.

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Risk warning: CFDs and leveraged forex are complex instruments and come with a high risk of losing money rapidly due to leverage. Most retail investor accounts lose money when trading CFDs. Consider whether you understand how they work and whether you can afford to take the high risk of losing your money. Read more.