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Vantage regulation & licences

Forex & CFD broker Founded 2009 🇦🇺 Australia

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Our take

Vantage (Vantage Markets) was founded in 2009 and holds licences from ASIC and the FCA, with CIMA, the Vanuatu FSC and the FSCA covering other regions.

Best suited to: Traders who want ASIC/FCA regulated entities with offshore flexibility

Licences on record 5

1 Tier 1 — top-tier regulation

ASICAustralian Securities & Investments Commission🇦🇺 Australia
Reference: check the register
Compensation: No statutory compensation fund for OTC derivatives; complaints go to AFCANegative balance protection: Required for retail clients
FCAFinancial Conduct Authority🇬🇧 United Kingdom
Reference: check the register
Compensation: FSCS — up to £85,000 per eligible client per firmNegative balance protection: Required for retail clients

2 Tier 2 — strong regulation

FSCAFinancial Sector Conduct Authority🇿🇦 South Africa
Reference: check the register
Compensation: No compensation scheme; FAIS Ombud handles complaintsNegative balance protection: Not a regulatory requirement

3 Tier 3 — moderate regulation

CIMACayman Islands Monetary Authority🇰🇾 Cayman Islands
Reference: check the register
Compensation: No compensation schemeNegative balance protection: Not a regulatory requirement

4 Tier 4 — light / offshore

VFSCVanuatu Financial Services Commission🇻🇺 Vanuatu
Reference: check the register
Compensation: No compensation schemeNegative balance protection: Not a regulatory requirement

Licences are matched from public sources and regulator registers, and entities change over time. A licence held by one company in a group does not cover clients of another. Always confirm on the official register.

Regulatory profile

Vantage is a forex & CFD broker founded in 2009 and headquartered in Australia.

In our database Vantage is matched to 5 licences from ASIC, FCA, FSCA, CIMA and VFSC. At the top of that list, the ASIC (Australia) and the FCA (United Kingdom) are among the regulators we classify as tier 1 — regulators that combine high capital requirements with meaningful retail protections.

Be aware that a single Vantage website can front several legal entities. Its ASIC and FCA-regulated companies serve local residents, while international clients are frequently handled by entities supervised by CIMA and VFSC, which offer much weaker safeguards.

Depending on the entity, eligible clients may be covered by FSCS (FCA). Negative balance protection is mandatory for retail clients under ASIC and FCA rules. Retail leverage caps apply at the ASIC and FCA-regulated entities (for example 30:1 on major FX pairs at ASIC).

Vantage supports MT4, MT5, TradingView and its own proprietary platform. The advertised minimum deposit starts from about US$50 — minimums often vary by account type and entity.

Regulatory strengths

  • ASIC and FCA entities

Points to check

  • Global clients usually held offshore

Protection by entity

RegulatorCompensationRetail leverageNegative balance protectionDisputes
1 ASICNo statutory compensation fund for OTC derivatives; complaints go to AFCA30:1 on major FX pairs for retail clients since March 2021Required for retail clientsAustralian Financial Complaints Authority (AFCA)
1 FCAFSCS — up to £85,000 per eligible client per firm30:1 on major FX pairs for retail clients (20:1 minors, gold and major indices)Required for retail clientsFinancial Ombudsman Service (FOS)
2 FSCANo compensation scheme; FAIS Ombud handles complaintsNo statutory retail leverage capNot a regulatory requirementFAIS Ombud
3 CIMANo compensation schemeNo statutory capNot a regulatory requirementCIMA
4 VFSCNo compensation schemeNo statutory capNot a regulatory requirementVFSC

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Vantage regulation FAQ

Is Vantage regulated?

Yes — in our database Vantage is matched to 5 licences: ASIC (Australia), FCA (United Kingdom), FSCA (South Africa), CIMA (Cayman Islands) and VFSC (Vanuatu). Which of these protects you depends on the legal entity you open an account with. Always confirm the licence on the regulator's official register.

Is Vantage a tier-1 regulated broker?

Vantage holds 2 licences from regulators we classify as tier 1: ASIC and FCA.

Does Vantage accept US clients?

Vantage is not matched to a CFTC/NFA registration in our database. Only CFTC-registered, NFA-member firms may offer retail forex to US residents, so Vantage generally cannot accept US retail forex clients.

Is my money protected with Vantage?

Clients of Vantage's FCA-regulated entity may be eligible for statutory compensation (FSCS — up to £85,000 per eligible client per firm). Clients of other entities rely on segregation of funds and the firm's financial strength.

What is the minimum deposit at Vantage?

Vantage's advertised minimum deposit starts from about US$50. It can differ by account type, payment method and the entity you are onboarded to.

How can I verify Vantage's licence?

Find the company name and licence number in Vantage's client agreement or website footer, then search it on the regulator's official register (linked from each licence on this page). Confirm that the website domain you use is listed on the register, and check the regulator's warning list for clones.

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Risk warning: CFDs and leveraged forex are complex instruments and come with a high risk of losing money rapidly due to leverage. Most retail investor accounts lose money when trading CFDs. Consider whether you understand how they work and whether you can afford to take the high risk of losing your money. Read more.