Charles Schwab vs TD Ameritrade: licences compared

Side-by-side view of each broker's licences, regulator tiers and key facts. Remember that protection depends on which entity holds your account.

AttributeCharles SchwabTD Ameritrade
Licence Score65Strong—Not rated
Strongest licence 1 Tier 1 ? None on record
Licences on record10
1 CFTC / NFA United States Licensed—
Founded19711975
HeadquartersUnited StatesUnited States
TypeMulti-asset brokerMulti-asset broker
Publicly listedNYSE:SCHWNo
PlatformsProprietary—
Minimum depositNo minimum—
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Frequently asked questions

Is Charles Schwab or TD Ameritrade better regulated?

Charles Schwab has the higher Licence Score (65 vs 0), based on the number and tier of licences, operating history and public listing.

Which regulators license both Charles Schwab and TD Ameritrade?

They share no regulators in our database.

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